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Statement On The Joint Industry Plan On tThe Consolidated Audit Trail (âCATâ), SEC Commissioner Kara M. Stein, Nov. 15, 2016

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I would like to thank the staff for all of their work on this Order.  There was a very large cross-divisional team who worked on this matter.  But in particular, I would like to thank David Hsu, Jennifer Colihan, Amy Edwards, Claire O’Sullivan, Rebekah Liu, John Lee, Ted Uliassi, Leigh Duffy, Meridith Mitchell, Tracey Hardin, Maureen Johansen, Daniel Matro, and Devin Ryan.  Also, I would like to thank Garry Goldsholle and David Shillman for heading up this effort.  In addition, I want to thank all of the staff who worked on this issue from the Division of Trading and Markets, DERA, the Office of the General Counsel, the Office of Compliance Inspections and Examinations, the Division of Enforcement, and the Chief Information Security Officer. 

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