Dalian Commodity Exchange: Notice On Adjustments To Minimum Trading Margin,...
According to Clause 9 of the “Measures of Dalian Commodity Exchange for Risk Management”, it has been decided upon discussion that DCE would make the following adjustments to the trading margin and...
View ArticleThe Saudi Stock Exchange Company (TADAWUL) Announces The Publication Of...
The Saudi Stock Exchange Company (TADAWUL) announces that it has dedicated a page for the updates related to the restriction periods on trading for major shareholders, board of directors and senior...
View ArticleDalian Commodity Exchange Sets Extended Delivery Warehouse Areas For Corn...
On September 9, Dalian Commodity Exchange (DCE) issued the “Notice on Yingkou Port Group Co., Ltd. Setting Extended Warehouse Areas for Corn Futures”, announcing to set the extended warehouse areas at...
View ArticleHKEX: Change Of Company Website For Publication Of Regulatory Filings
Hong Kong Exchanges and Clearing Limited (“HKEX”) announces that it has adopted the HKEX Group website (www.hkexgroup.com) as its designated company website for publication of HKEX’s announcements,...
View ArticleDCE Adds Delivery Areas For Corn Futures
On September 14, Dalian Commodity Exchange (DCE) released the “Notice on Adding Delivery Areas for the Corn Futures”, announcing to add Heilongjiang Province, Jilin Province and Inner Mongolia...
View ArticleSteven Maijoor, ESMA Chair, Appears At Economic & Monetary Affairs...
Steven Maijoor, ESMA Chair, attended the annual hearing of the Chairs of the European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority...
View ArticleSix Exchanges Collectively Fine Merrill Lynch $3 Million For Violating The...
The Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGX Exchange, Inc., New York Stock Exchange LLC, NYSE Arca, Inc., and The NASDAQ Stock Market LLC (collectively, the “exchanges”) announced...
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SEC: Merrill Lynch Charged With Trading Controls Failures That Led To...
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay a $12.5 million penalty for maintaining ineffective trading controls that failed to prevent erroneous orders...
View ArticleOntario Securities Commission Seeks Applications For The Registrant Advisory...
The Ontario Securities Commission (OSC) is seeking applicants for membership on its Registrant Advisory Committee (RAC).read more...
View ArticleSEC Charges CEO And Boiler Room Operator With Fraud
The Securities and Exchange Commission today charged a former microcap company CEO and a boiler room operator with defrauding seniors and others who were pressured to invest in a pair of penny stock...
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Aligned to Achieve: How to Unite Your Sales and Marketing Teams into a Single...
A smart, practical guide to rocket-powered business growth Read More...
View ArticleStrongly Consistent Multivariate Conditional Risk Measures....
We consider families of strongly consistent multivariate conditional risk measures. We show that under strong consistency these families admit a decomposition into a conditional aggregation function...
View ArticleRisk-Consistent Conditional Systemic Risk Measures. (arXiv:1609.07897v1...
We axiomatically introduce risk-consistent conditional systemic risk measures defined on multidimensional risks. This class consists of those conditional systemic risk measures which can be decomposed...
View ArticleShort Maturity Asian Options in Local Volatility Models. (arXiv:1609.07559v1...
We present a rigorous study of the short maturity asymptotics for Asian options with continuous-time averaging, under the assumption that the underlying asset follows a local volatility model. The...
View ArticleDiscrete Sums of Geometric Brownian Motions, Annuities and Asian Options....
The discrete sum of geometric Brownian motions plays an important role in modeling stochastic annuities in insurance. It also plays a pivotal role in the pricing of Asian options in mathematical...
View ArticleBGC Partners' Third Quarter 2016 Financial Results Announcement To Be Issued...
BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or the "Company"), a leading global brokerage company servicing the financial and real estate markets, today announced that it plans to issue...
View ArticleNYSE, NYSE ARCA And NYSE MKT Short Interest Reports
NYSE today reported short interest as of the close of business on the settlement date of September 15, 2016.read more...
View ArticleNasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As...
At the end of the settlement date of September 15, 2016, short interest in 2,320 Nasdaq Global MarketSM securities totaled 7,538,279,223 shares compared with 7,371,196,258 shares in 2,329...
View ArticleSIFMA President And CEO Kenneth E. Bentsen, Jr. Opening Remarks At The 2016...
SIFMA President and CEO Kenneth E. Bentsen, Jr. opening remarks Monday, September 26 for the 2016 SIFMA Annual Meeting: The Capital Markets Conference with introductions for the One-on-One Conversation...
View ArticleNew York Attorney General Eric T. Schneiderman Announces Katherine Milgram As...
Attorney General Eric T. Schneiderman today announced the appointment of Katherine C. Milgram as the new Chief of the Attorney General’s Investor Protection Bureau, a part of the Division of Economic...
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