Bats Welcomes Fourth Elkhorn ETF To The Bats ETF Marketplace - 19 Issuers,...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed the Elkhorn Lunt Low Volatility / High Beta Tactical ETF (Bats: LVHB) to the Bats ETF...
View ArticleESMA Publishes Official Translations Of MAR Guidelines
The European Securities and Markets Authority (ESMA) has published today 22 language versions of two sets of guidelines under the Market Abuse Regulation (MAR).read more...
View ArticleSEC: Company And Former Executives Paying Penalties For Accounting Violations
The Securities and Exchange Commission today announced that a Houston-based technology solutions company has agreed to pay a $2.5 million penalty to settle charges that it overstated profits in one of...
View ArticleFINRA Files Rule Proposal With SEC to Protect Seniors and Other Vulnerable...
The Financial Industry Regulatory Authority (FINRA) submitted to the Securities and Exchange Commission (SEC) proposed rules addressing the financial exploitation of seniors and other vulnerable...
View ArticleSIFMA Recommends Full Market Close on November 11 In Observance Of The US...
SIFMA has confirmed its previous recommendations for a full market close on Friday, November 11 for the trading of US dollar-denominated fixed-income securities in the U.S., UK and Japan in observance...
View ArticleDeutsche Börse: Unscheduled Free Float Adjustment In SDAX -...
On Thursday, Deutsche Börse announced an unscheduled adjustment to the free float of Capital Stage AG in SDAX. The company’s free float changed by more than 10 percentage points, which was caused by a...
View ArticleMoney.Net Wins FIA Innovator Competition
FIA announced that Money.Net is the winner of the 2016 FIA Expo Innovator of the Year award. The winner was announced during the second day of the Futures and Options Expo, which drew more than 5,100...
View ArticleHKEX: Securities And Derivatives Markets Delay Open Due To Issuance Of...
Hong Kong Exchanges and Clearing Limited (HKEX) announced that the morning trading in its securities market, including Shanghai-Hong Kong Stock Connect trading, and derivatives market has been delayed...
View ArticleReadout From A US Treasury Spokesperson Of The Administrationâs Meeting...
Today, Treasury Secretary Jacob J. Lew and Assistant to the President for Homeland Security and Counterterrorism Lisa Monaco co-hosted a meeting with financial services executives, financial...
View ArticleETFGI Reports Assets Invested In ETFs/ETPs Listed In Asia Pacific Ex-Japan...
ETFGI, the leading independent research and consultancy firm on trends in the global ETF/ETP ecosystem, today reported assets invested in ETFs/ETPs listed in Asia Pacific ex-Japan reached a new record...
View ArticleUS Justiice Department: Former California-Based Global Vice President Of...
A former Palo Alto, California, based global vice president of SAP SE and two other individuals were charged in a federal indictment for their roles in a scheme to commit insider trading and money...
View ArticleMNI China Business Sentiment Survey: Chinese Business Sentiment Falls To...
Following a pickup in conditions towards the end of the third quarter, business sentiment among China’s largest companies pulled back in October. Chinese firms also re-assessed the outlook for the...
View ArticleKenyan And Australian Regulators Sign Agreement To Support Fintech Innovation
The Capital Markets Authority of Kenya (CMA) and the Australian Securities and Investments Commission (ASIC) today signed a Co-operation Agreement which aims to promote innovation in financial services...
View ArticleHKEX: No Trading Today In Securities And Derivatives Markets Due To Issuance...
Hong Kong Exchanges and Clearing Limited (HKEX) announced that today's trading sessions in the securities and derivatives markets, including After-Hours Futures Trading, have been cancelled due to the...
View ArticleSGX Named âNewsmaker Of The Yearâ At Lloydâs List Asia awards
Singapore Exchange (SGX) has been named “Newsmaker of the Year” at the Lloyd’s List Asia awards in recognition of its Baltic Exchange transaction, which seeks to create a new shipping financial centre...
View ArticleCME Group And Thomson Reuters Name Morgan Stanley As New LBMA Silver Price...
CME Group, the world's leading and most diverse derivatives marketplace, and Thomson Reuters today announced that Morgan Stanley has joined the LBMA Silver Price as a new member. CME Group and Thomson...
View ArticleTribunal Upholds The UK Financial Conduct Authorityâs Decision To...
On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight and...
View ArticleKemi Adeosun, Finance Minister Of Nigeria Opens London & Lagos Capital...
London Stock Exchange plc today welcomes Kemi Adeosun, Minister of Finance, Federal Republic of Nigeria to open trading alongside the Rt Hon. Greg Hands MP, Minister of State for International Trade,...
View ArticleVerena Ross, Executive Director, ESMA, Speech On Regulatory Developments
Verena Ross, Executive Director, spoke at the Norwegian Finanstilysnet 30th Anniversary Conference in Oslo on Thursday 20 October. Her speech covered recent regulatory and supervisory developments in...
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